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Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
Press Releases - SEC.gov
Oct 30, 2024 · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive. To sign up for updates, please enter your e-mail address below.
Newsroom - SEC.gov
Oct 30, 2024 · SEC Charges Invesco Advisers for Making Misleading Statements About Supposed Investment Considerations. Nov. 8, 2024.
Search Filings - SEC.gov
Jul 2, 2024 · Search Filings. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
SEC Adopts Rules to Enhance and Standardize Climate-Related …
Mar 6, 2024 · The Securities and Exchange Commission today adopted rules to enhance and standardize climate-related disclosures by public companies and in public offerings.
SEC.gov | Rules and Regulations
Aug 14, 2024 · See an index of various SEC proposed and final rules as well as other Commission releases and notices related to our regulatory obligations under the federal securities laws.
Eleven Firms to Pay More Than $88 Million Combined to Settle …
Sep 24, 2024 · The Securities and Exchange Commission today announced charges against 12 firms, comprising broker-dealers, investment advisers, and one dually-registered broker-dealer and investment adviser, for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications in violation of ...
SEC.gov | SEC Charges 16 Wall Street Firms with Widespread ...
Sep 27, 2022 · The Securities and Exchange Commission today announced charges against 15 broker-dealers and one affiliated investment adviser for widespread and longstanding failures by the firms and their employees to maintain and preserve electronic communications.
Contact the SEC - SEC.gov
Securities Topics. Crypto Assets; Cybersecurity; Saving and Investing for Military Personnel; Market Structure; Saving and Investing for Teachers
About - SEC.gov
Jun 29, 2024 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.