Types of SEC Filings - Most Common Types of Documents, 10-K, …
Oct 24, 2024 · SEC filings are formal documents that publicly traded companies in the United States must submit to the U.S. Securities and Exchange Commission (SEC). The Securities Exchange Act of 1934 regulates securities trading and transparency.
SEC filing - Wikipedia
The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
SEC Filings: Forms You Need To Know - Investopedia
Jun 17, 2024 · Among the most common SEC filings are: Form 10-K, Form 10-Q, Form 8-K, the proxy statement, Forms 3,4, and 5, Schedule 13D, Form 144, and Foreign Investment Disclosures. The annual 10-K report,...
6 important SEC filings every stock investor should know about
Aug 28, 2024 · 1. 10-K or annual report. Form 10-K is an annual filing required by the SEC and provides an overview of a company’s business including risk factors and financial statements. Companies must submit...
7 SEC Form Filings You Should Know | Toppan Merrill
Jan 18, 2023 · What are the different types of filing for the SEC? Although there are dozens and dozens of forms and schedules listed by the SEC, when it comes to Capital Markets Transactions, the seven forms you must know are: S-11 ; 425 ; S-1 ; S-3 ; S-4 ; F-4 ; DEF 14A ; Get an overview of each form below. SEC Form S-11
The second index is easiest to use if you are more comfortable looking up your submission type by Act. Before using the indexes, it is important to understand the difference between the Code of Federal Regulations (CFR) Form/Schedule/Rule column …
SEC Filings - Overview, Importance, Types - Corporate Finance …
The following are the most common types of SEC filings: Form 10-K is a report that provides a comprehensive summary of a company’s performance for the year. It is more detailed than the annual report that is sent to shareholders during the annual meeting to elect directors.
SEC Filings - What Are These, Types, Importance - WallStreetMojo
Aug 21, 2024 · Different types of SEC filings include registration statements, periodic reports such as 10K and 10Q reports, 8K reports for significant events, Schedule 13D filings for beneficial ownership, proxy statements, and Forms 3, 4, and 5 for insider trading activities.
Forms Index - SEC.gov
This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.
Securities and Exchange Commission (SEC) Defined, How It Works
Jul 12, 2024 · The Securities and Exchange Commission (SEC) is the U.S. government agency created by Congress to regulate the securities markets and protect investors.